Main responsibilities:
- Advisory. Advise senior management and employees on internal policies and external regulatory requirements.
- Regulatory interaction. Manage relationships with regulators across China such as CBRC, PBOC and SAFE, ensuring that communications with the regulators are open and constructive.
- Regulatory inspection. Coordinate regulatory on-site inspections and act as main Compliance liaison during regulatory inspections to ensure compliance with regulatory requirements.
- Stakeholder management. Maintain good working relationships with senior management and stakeholders to ensure they understand the market and regulatory changes and their risk impact on the bank.
- Industry contacts. Establish good relationship with industry participants and provide industry feedback and intelligence into the decision making process.
- New business initiatives. Review new business initiatives from regulator, best practice and Firm perspective.
- Compliance reviews and monitoring. Identify risk areas or conduct independent compliance reviews.
- Compliance projects. Assist China Head of Compliance in compliance projects, occasional travel to branches for compliance inspection required.
- Regional exposure. Support China Head of Compliance with other regional compliance initiatives and represent Compliance in various Firm initiatives as and when required.
Requirements:
- In-depth knowledge of commercial banking regulatory and compliance requirements in
...
China.
At least 10 years of relevant compliance experience, with product knowledge covering
derivatives, in commercial banks with a substantial on-shore business presence in
China.Strong relationship management skills with internal business units and regulators such
as CBIRC, PBOC and SAFE a distinct advantage.Effective written and oral communication skills in both English and Mandarin.Attention.show more