senior compliance manager, trade surveillance.

Responsibilities:

• Advise on the design and implementation of the surveillance controls to monitor for conduct risk scenarios for the Markets & Treasury business.
• Conduct independent reviews and controls mapping to identify any deficiencies and mitigate various key risks (ie. Data, Technology and Business Continuity etc.).
• Uplift process flows, data quality/lineage, technology driven attributes and surveillance scenario logic/code to meet internal and regulatory obligations.
• Perform oversight and assurance to the business risk owners, ensure appropriate controls, systems and procedures are in place.
• Test and calibrate surveillance scenarios to ensure the solution delivered is tailored for business needs.
• Benchmark surveillance controls against relevant regulatory guidance.

• At least 5 years of experience in Institutional Markets trade surveillance role or relevant.
• Good knowledge of conduct risk frameworks and requirements.
• Knowledge of Markets business activities and processes, including market misconduct ideally on a global scale.
• Strong stakeholder management and project management capabilities.
• Understanding of SQL/Splunk programming languages is highly desirable.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.