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aml asst. mgr in Shanghai

Shanghai, Shanghai
job type
CNY 10,000 每年
reference number
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job description


Global Risk is a thriving and expert risk management function supporting *** globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, operational, credit, pension, insurance, compliance, regulatory, market, reputation and geopolitical risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and those they see emerging, acting to protect and enable *** to deliver sustainable growth.

We are currently seeking an experienced professional to join our team.

In this role, you will:

? Support the Country Head of AMLi in the oversight and coordination of the investigation of cases according to a scope of work agreed with the Country Head.

? Conduct day-to-day operations of local AML Investigations, including managing IRIS Reportable Events, co-ordinating AML Investigations, Investigation Exchange, and ad hoc requests of Country Head of AML and Country Head of AML Investigations.

? Draft, review and issue investigation reports, including root cause analysis and agreed recommendations for change with relevant risk type owners. Responsible for ensuring Level 2 Case analysis is complete and compliant.

? Escalate any potentially significant issues found during the course of an investigation to relevant internal stakeholders, including the local FIU, FCI, GIIG, Sanctions, CSEM etc.

? Conduct risk analysis based on the AML MI data provided by Lines of Business (LoB’s) and relevant stakeholders to mitigate identified risks, track recommendations and agreed actions, including client exits, to ensure completion.

? Undertake local ad hoc projects, reviews and monitoring as requested by the Country Head of AML Investigation.

? Coordinate and facilitate information exchange, team work and efficiency of the Country AML Investigations as part of the wider “COMPLAINCE” programme.

? Responsible for escalating to Local Lines of Business AML Compliance Offices information about Thematic Lines of Business Compliance weaknesses or failures identified during the course of investigation.

? Support and participate in key initiatives from the country/region.


To be successful in the role, you should meet the following requirements:

? Experience in investigative work preferred. At a minimum, experience in related investigation field (EDD reports, Intelligence, Journalism) essential

? Basic knowledge of proceeds of crime legislation, associated AML regulation and guidance and SAR filing (consent and intelligence) processes. ACAMS/ICA Diploma preferred.

? Good working knowledge of AML within the financial services industry.

? Experience in the financial services industry, ideally from universal banking.

? Proven project management and analytical skills, together with ability to support decisions with sound commercial reasoning

? Knowledge of e-discovery, internet open source research preferred.

? Lateral thinker with an ability to interpret and solve complex issues.

? Numerate, evidence based analytical skills founded on an empirical base.

? Good communicator with strong inter-personal and presentation skills

? Meet deadlines and completion of tasks on time and at a high standard

? Timely response to queries (within SLA)

- Deadlines and assigned tasks are completed at agreed timescales and at a high standard

- Low levels of errors/ reworks required on deliverables

- Reviews from superiors, peers, stakeholders– positive feedback

apply now