An exciting opportunity has been created for an experienced Line 1 Compliance specialist on a large business transformation project within this financial services brand. This position will be reporting into the Compliance Director in conjunction to a reporting line into Head of Transformation.
Within this large scale project you will be responsible primarily for ensuring that transformation program is compliant with the overall compliance obligations, policies and processes and also compliant with the relevant legislation and the wider regulatory requirements.
This is a very broad and diverse role that requires someone to be completely hands on whilst still maintaining a high level of commercial acumen to deal with queries directed from the business.
You will assist with enhancing the current compliance program and ensure that their appropriate controls are in place. This position has been created due to business growth and transformation across the wider business.
To be successful in this role you will have had extensive compliance and Line 1 Compliance expertise within the transformation / project space. You must also have had solid experience of developing working within the business to meet their compliance obligations. Previous expertise within Product and Operations .
You will have ideally come from either a Wealth or Insurance regulatory background and have had a previous Line 1 compliance expertise.
Should you wish to discuss this opportunity further please feel free to contact Andrew Woutersz on 02 8298 3885.