deputy head of compliance in Sydney CBD

Sydney CBD, New South Wales
job type
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job description

We are working with a well known Group in Sydney where there is an immediate need for a Deputy Head of Compliance and a Compliance Analyst to join a small team to work WITH the business and ensure the effectiveness of their Compliance Framework.


  • Advise and guide the business, operations and other functions on general/transactional Compliance queries.
  • Oversee Compliance frameworks, policies, procedures across broad topics inc. Anti- Bribery & Corruption, Data Privacy, Corporations Act etc.
  • Mentor junior staff.
  • Step in for the Head of and liaise with internal and external stakeholders when required.

Experience/skills required

  • Min 6 years proven experience gained in Regulatory Compliance (Banking, Fund Management, Real Estate, Wealth Management or Super) in a Compliance Advisory role is essential (not Audit)
  • Strong demonstrable relational skills with the business
  • Adaptable, commercially minded with strong written and verbal communication skills
  • Legal qualifications would be a plus

Please contact Henry Sparshott on 028298 3807 or for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

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