financial markets compliance in Sydney CBD

posted:
location
Sydney CBD, New South Wales
job type
Permanent
salary
AU$ 145,000 per year
reference number
90M0282035_1496019850
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job description

Working on a broad trading floor Compliance position at a global bank with the ideal candidate having strong global regulatory knowledge and experience with Derivatives, DCM and Chinese Walls.


Responsibilities

  • Advise and guide the business on general compliance queries or specific transactional queries (On regulations, conduct etc)
  • Trade Surveillance across asset classes as well as e-communications surveillance
  • Working on regulatory projects and advising internal stakeholders on upcoming regulatory changes e.g. UK/EU regulation (Inc MIFID II, EMIR, MAR)
  • Managing chinese walls
  • Provide internal MI reporting, compliance training
  • Ad hoc duties


Experience/skills required

  • Min 5-7 years proven experience gained in a Compliance Advisory role within Institutional or Investment Banking is essential
  • Strong understanding of Commodities, Options, Swaps, OTC/Listed Derivatives and DCM is essential
  • Strong understanding of Compliance obligations and regulators i.e. ASIC, APRA, AUSTRAC etc



Please contact Henry Sparshott on 028298 3807 or henry.sparshott@randstad.com.au for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

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