manager - risk & compliance (advice) - long term contract in sydney cbd

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job details

sydney cbd, new south wales
job category
banking & financial services
job type
working hours
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job description

This rapidly expanding financial services business requires Risk & Compliance Manager. Within this exciting and diverse role you be will assisting the business with management and oversight of their wealth Advice and Private banking portfolio.

The role will play key part of the management and oversight of the ever changing Risk requirements across the Advice and Private Banking portfolio within this leading bluechip brand. Specifically this role will ensure that the obligations from a regulatory perspective are being met.

As the requires Risk & Compliance Manager ideally you will have a solid understanding of the regulatory environment governing financial services and good knowledge of Wealth Advice industry.

Duties will include;

  • Oversight and Management of Advice and or Private banking Risk Framework
  • Ensure that the current risk framework and or standards reflect ever increasing changes to regulatory standards
  • Ensure the business is aware of their regulatory and Wealth Advice obligations.

As the Risk & Compliance Manager you will have extensive experience across Wealth Advice Risk requirements from a regulatory perspective. You will also need to have managed and overseen staff previously. This is an outstanding opportunity to grow your career in a long term contract with a leading brand. Ideally you will have good experience across Wealth Advice from either a Para planning and Advisor background will be beneficial for this role in addition to having risk and or Compliance experience..

Should you wish to discuss this role in further details please feel free to contact Andrew Woutersz on 02 8298 3885.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


Wealth Advice Risk


Wealth Advice

educational requirements

Bachelor Degree