market conduct surveillance senior analyst in Sydney CBD

Sydney CBD, New South Wales
job type
reference number
apply now

job description

Working with a leading bank on a newly created e-Communications Surveillance role within a fast-paced, growing team under great leadership. The ideal candidate will have strong FICC product knowledge across multiple asset classes (FX, Commodities, FX Options, Money Markets, Fixed income and Derivatives).


  • Review alerts for potential instances of market conduct abuse across all asset classes above and multiple jurisdictions.
  • Investigate alerts to determine appropriate course of action or false positives
  • Develop and implement e-Comms and Trade Surveillance capabilities across all asset classes.
  • Provide internal MI reporting
  • Ad hoc duties

Experience/skills required

  • Strong financial markets knowledge across multiple FICC products
  • 2-6 years proven experience gained in either of the following:
    • eCommunications Surveillance across above products
    • FICC front office trade support with strong IT skills
    • Control Room with FICC related products
    • FX/Fixed Income trader turned Compliance specialist
  • Strong problem solving skills, multi-tasking ability and confidence with the business
  • Strong IT/excel skills with VBA

Please contact Henry Sparshott on 028298 3807 or for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

apply now