risk &compliance specialist - wealth & advice in sydney cbd

posted
job type
permanent
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job details

posted
location
sydney cbd, new south wales
job category
banking & financial services
job type
permanent
working hours
Full-Time
reference number
90M0358462_1534752564
phone
000
apply now

job description

One of Australia’s most stable wealth businesses requires an experienced Risk & Compliance & policy specialist. Within this exciting and diverse role you be will assisting the business with management and oversight of their advice space from a Risk & policy perspective .

The role will be a key part of the management and oversight of the ever changing Risk & policy requirements across the across the Wealth and Advice portfolio. Specifically this role will ensure that the obligations from a regulatory perspective are being met across Wealth and policy portfolio.

As the Risk & Compliance & policy specialist ideally you will have a solid understanding of the regulatory environment governing financial services and good knowledge of local and local Policy standards especially across the platforms and superannuation space.

Duties will include;

  • Oversight and Management of all the policies and, where necessary, procedures to promote client contractual, legislative and regulatory compliance across the wealth & advice portfolio.
  • Ensure that the current framework and Policies and standards reflect ever increasing changes to regulatory standards at both a local and also international level.
  • Ensure the business is aware of their regulatory and advice obligations

As the Risk & Compliance & policy specialist you will have experience across Risk & Compliance requirements from a regulatory perspective especially across Wealth & Advice perspective.. This is an outstanding opportunity to grow your career with a leading brand. With exposure to senior stakeholders across the organisation.

Should you wish to discuss this role in further details please feel free to contact Andrew Woutersz on 02 8298 3885

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

skills

Wealth & Advice - Risk & policy

qualification

Wealth Advice

educational requirements

Bachelor Degree