compliance officer (asset management) in zürich

job type
temp to perm
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job details

job category
job type
temp to perm
reference number
058 201 45 00
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job description

For our client specialized in investment we are recruiting:

Compliance Officer Asset Management (50% bis 100%)

Your main tasks in this position are:

  • Ensure adhere to all applicable regulatory requirements and all compliance-related laws and regulations, including AML, CTF, KYC, Anti-bribery and corruption laws, tax compliance etc.
  • Review and update internal policies and processes, ensure their enforcement and compliance and review documents from a compliance perspective
  • Assessment of compliance risks of the institution's business activities and informing about material changes in the assessment of the compliance risks to Head Legal & Compliance
  • KYC onboarding including the establishment of a client risk profile and the provision of compliance recommendation; carry out AML related investigations and report on AML controls of new and existing clients; prepare for and provide follow-up for regulatory inspection and audits
  • Investigate, identify and manage in a timely manner serious cases of non-compliance and providing remedial action
  • Manage and interface with third external advisors, auditors and authorities
  • Evaluation, implementation and monitoring of appropriate cross-border rules for the institution's business activities
  • Provide advice on the general regulatory affairs of Swiss operations


You bring:

  • 5 to 8 years of successful experiences in the field of compliance in the Swiss financial industry within Asset management
  • additional education in Compliance or regulatory matters
  • strong analytical and communication skills
  • ability to work independently and take responsibility
  • an open-minded personality and a hands-on & can-do attitude
  • fluency in German & English