regulatory compliance (private/ corporate banks) in singapore

job type
S$ 7,000 per month
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job details

job category
banking & financial services
job type
S$ 7,000 per month
reference number
00 00
apply now

job description

about the company

Multiple regulatory compliance positions open:

Our clients are Wholesale European banks with solid track records in Private and Corporate Banking respectively. They are looking for experienced compliance professionals to ensure the business adheres to regulatory guidelines and provide independent escalation to senior management team.

These positions sit within well-established, close knitted teams and report to the Country Head of Compliance. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.

about the job

Key responsibilities:

  • Ensure the business complies with all relevant policies and procedures, from a group as well as local perspective
  • Advise the business on all relevant policies and procedures (Banking Act, SFA, FAA) as well as new and revised rules and regulations as per MAS
  • Act as the liaison officer with MAS on registration of representatives and licensing requirements, reports, questionnaires
  • Identify compliance risks and ensure risks are managed as well as prepare reports to keep senior management abreast of regulatory changes and landscape
  • Participate in regional or global initiatives if any
  • Conduct regular bank-wide training to all staff to raise promote a compliant culture and keep them informed of new regulations

skills and experience required

  • Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 6 years of relevant experience in regulatory compliance roles
  • Sound understanding of the regulatory landscape and relevant laws and regulations (Banking Act, SFA, FAA)
  • Excellent interpersonal and communication skills; able to articulate well and work with senior stakeholders

To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148> )