associate director, compliance advisory (cib) in sydney cbd

posted
job type
permanent
salary
AU$ 170,000 per year
apply now

job details

posted
location
sydney cbd, new south wales
job category
banking & financial services
job type
permanent
working hours
Full-Time
salary
AU$ 170,000 per year
experience
5 years
reference number
90M0326320_1535417293
phone
0282983807
apply now

job description

We are working with an institutional bank who is seeking a senior financial markets/wholesale banking compliance adviser to work closely with the Head of in a broad role providing support across Compliance/Regulatory advisory to stakeholders in the wholesale business.


Responsibilities

  • Advise and guide the business, desk, heads and operations/other functions on general compliance queries or specific transactional queries (On regulations, conduct, MiFID II etc)
  • Oversight and delivery of the Compliance plan
  • Collaborate with wider stakeholders in Line 1, Audit, Risk etc
  • Ad hoc duties


Experience/skills required

  • Min 5 years proven experience gained in a financial markets/CIB Compliance role or ASIC Supervision role providing regulatory/compliance advice is essential
  • Institutional Banking or FX, Fixed Income, Commodities, Derivatives, Swaps etc

Please contact Henry Sparshott on 028298 3807 or henry.sparshott@randstad.com.au for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

skills

-

qualification

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educational requirements

Bachelor Degree