compliance analyst - control room in sydney cbd

posted
job type
permanent
salary
AU$ 95,000 per year
apply now

job details

posted
location
sydney cbd, new south wales
job category
banking & financial services
job type
permanent
salary
AU$ 95,000 per year
reference number
90M0282035_1525995948
phone
0282983807
apply now

job description

We are working on a broad Compliance position at a global bank with the ideal candidate having a good understanding of Commercial or Investment Banking services and either a broad grounding in Compliance or existing Control Room experience in an Analyst or Associate level role who is keen to take on more responsibilty.

Responsibilities

  • Work across all areas including
  • Conflicts of interest / chinese walls
  • Insider dealing, watch-list and restricted list monitoring
  • Personal account dealing
  • Gifts and entertainment/ hospitality etc
  • Provide internal MI reporting, compliance training
  • Ad hoc duties


Experience/skills required

  • Min 1-3 years proven experience gained in a control room role or a broad Compliance role within Institutional or Investment Banking with is essential
  • Good interpersonal skills and attention to detail as well as a good attitude
  • Understanding of Commodities, Options, Swaps, OTC/Listed Derivatives and DCM is useful

Please contact Henry Sparshott on 028298 3807 or henry.sparshott@randstad.com.au for more information. Due to the high volume of applications should you not receive a response with 7 days please assume your application has been unsuccessful.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.

skills

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qualification

-

educational requirements

Bachelor Degree