compliance manager - leading wealth brand in sydney cbd

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job details

sydney cbd, new south wales
job category
banking & financial services
job type
working hours
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job description

This well regarded financial services business requires a experienced Manager – Governance & Compliance.Within this exciting and diverse role you be assisting the business with management and oversight of their regulatory obligations.

Sitting within this leading Wealth brand this role will play a key role of the management and oversight of compliance and regulatory requirements.

Specifically this role will ensure that the obligations are correctly reported and a solid understanding of the regulatory environment governing financial services ie wealth & superannuation

Within this high profile opportunity as the Manager - Governance & Compliance when ensure that the following regulatory compliance requirements are covered as part of their day to day operations.

Your day to day duties will include the following:

  • Documentation and dissemination of relevant policy and, where necessary, procedures to promote client contractual, legislative and regulatory compliance.
  • Assess the impact of legislative & regulatory changes and ensure the business units are fully informed.
  • Ensure the business is aware of their regulatory obligations are met .
  • You will liaise with Internal and External Audit for relevant compliance monitoring activities

Suitable candidates will possess -

As the successful candidate with relevant experience in corporate governance & Compliance and or risk . It will benefical if you have a knowledge across superannuation and or wealth . In conjunction with a strong understanding of regulatory requirements with Wealth products. You will also need excellent written and verbal communication skills

Should you wish to discuss this role in further details please feel free to contact Andrew Woutersz on 02 8298 3885.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


Compliance & superannuation


Wealth & compliance

educational requirements

Bachelor Degree