compliance manager - monitoring and internal controls in north sydney

job type
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job details

north sydney, new south wales
job category
banking & financial services
job type
working hours
5 years
reference number
00 00
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job description

Compliance Manager – Monitoring and Internal Controls

This is a great opportunity for someone who is looking to establish a relatively new team. You will be providing support to the Head of Compliance and the wider compliance function. You will be promoting a culture of compliance across the business, ensuring the business understands the value of the monitoring and internal control function.

Your role as Compliance Manager includes the following responsibilities:

  • Plan, organise and carry out the internal controls function including the preparation of a monitoring manual, monitoring plan, scheduling and assigning work and estimating resource needs
  • Create and maintain standard internal control documentation, as well as maintaining process flow diagrams and risk and control matrices.
  • Perform compliance risk assessments to identify overall risk ratings, control gaps, and the overall effectiveness of controls.
  • Work with other members of the Compliance team, ensure key operational and compliance risks are identified, mitigated by an appropriate control environment and the control is adequately monitored.
  • Develop, implement and continuously improve an internal control and monitoring program for Australia and New Zealand, in line with AS ISO 19600:2015.
  • Responsible for two direct reports who have been in the business for one year.

You will bring to the role of Compliance Manager strong technical skills and soft skills:

  • Tertiary qualifications in a relevant industry (Business or Law)
  • Demonstrated experience in compliance or risk management gained from within the retail finance or banking sector or a financial services regulator
  • Detailed understanding of AS ISO 19600:2015 Compliance Management System
  • Previous experience coaching direct reports in a previous role

In order to apply for this role please contact Harriet Hetherton on 02 8298 3841 or via email:

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


Compliance, internal controls, monitoring


Relevant tertiary qualifications

educational requirements

Bachelor Degree