compliance manager - wealth advice(leading brand) in sydney cbd

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job details

sydney cbd, new south wales
job category
banking & financial services
job type
working hours
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job description

This leading wealth Advice business is looking to recruit an experienced Compliance Wealth Advice specialist . Within this exciting and diverse role you be will assisting the business with management and oversight of their Wealth Advice and Private banking portfolio.

The role will play key part of the management and oversight of the ever changing regulatory & compliance landscape across the Advice portfolio. Specifically this role will ensure that the obligations from a regulatory perspective are being met across the advice and platforms portfolio.

As the Compliance Manager ideally you will have a solid understanding of the regulatory environment governing financial services and good knowledge of Regulatory & Policy standards especially across the platforms and advice space .

Duties will include;

  • Oversight and Management of all the bank policies and, where necessary, procedures to promote client contractual, legislative and regulatory compliance .
  • Ensure that the current framework and Policies and standards reflect ever increasing changes to regulatory standards.
  • Ensure the business is aware of their regulatory and advice obligations.

As the Compliance Manager across Wealth Advice you will have extensive experience across Compliance requirements from a regulatory perspective. This is an outstanding opportunity to grow your career in a long term contract with a leading brand. With exposure to senior stakeholders across the organisation within the advice space.

Should you wish to discuss this role in further details please feel free to contact Andrew Woutersz on 02 8298 3885

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


Wealth Advice Risk


Wealth Compliance

educational requirements

Bachelor Degree