manager – documentation advice in sydney cbd

job type
AU$ 135,000 per year
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job details

sydney cbd, new south wales
job category
banking & financial services
job type
AU$ 135,000 per year
reference number
apply now

job description

Manager – Documentation Advice

Leading Wealth Management business is seeking a Manager or Team Leader to help a team of consultants deliver quality outcomes and make ensure the review processes are efficient and customer focused.

Bullet Points

Excellent Salary and Bonus

12 Month Contract (likely to extend)

Flexible work opportunity to right candidates

The Company

Well known Wealth Management Leader is currently looking for experienced Financial Planning Industry Professionals to look over advice provided to their clients within a a team of industry experts. This role will see you work alongside industry leaders in financial planning. Outstanding career development opportunities exist within this large group.

The business offers outstanding service helping their clients reach their financial goals.

The Role

You will be leading a team currently reviewing advice given to its customer base to ensure compliance and legislative requirements are met. The team has expanded and now has experienced Financial Planning Industry Professionals to look over advice provided to their clients. The role is crucial for making sure quality outcomes are met and that the review processes are robust.

You will maintain strong working relationship internally to ensure that continuous improvement of case review processes as well as file collection.

This program is designed to deliver fair outcome for all customers of the institution and their dealer groups. It is investigating the quality of the advice provided to clients presently and in the past. Simple as well as complex reviews will need to be done. Certain clients that need reviews will be given a team member to take care of them.

This is a great opportunity to:

  • Be rewarded with an exceptional salary and bonus structure.
  • Take your career to the next level.
  • Work with an employer of choice.
  • Manage a wide range of portfolios.
  • Continue your professional and personal growth.

Experience Required

  • You need a minimum of 5 years in the Financial Planning industry and RG-146 to apply for the role.
  • At least 18 of Management or Team Leading in back office function of Advice industry. Management of compliance teams may also be considered
  • RG-146 Compliance

To apply online, please click on the appropriate link. Alternatively, please contact Scott Sherwood on


Managment, Compliance, Remediation


Degree preferable but not essential

educational requirements

Post Graduate Diploma