state compliance officer in brisbane

job type
AU$ 100,000 per year
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job details

brisbane, queensland
job category
banking & financial services
job type
working hours
AU$ 100,000 per year
reference number
apply now

job description

This is a role that will see you working with 5 other strong State Compliance Officers in Brisbane who service a large Adviser base across Australia.

The Role

This role will see you review audit and deliver feedback and training to the Advice network.

  • Main compliance support for both Queensland and the Northern Territory.
  • Conduct audits of adviser files and reviews to ensure they keep in line with ASIC and industry standards.
  • Training of new and existing advisers in practices across the above locations.
  • The role requires you to have experience and exposure to Australian Equity, Derivatives and other Financial Market

About you

You will need to have strong relationship development skills and also good communication skills too to ensure engagement with advisers.

  • Hold Diploma of Financial Planning, RG146 minimum.
  • Tertiary qualification in Finance related background
  • Previous Advice Compliance experience
  • Strong working knowledge of SOAs and Advice documentation

The Company

This is a large organisation with Head Office based in the Brisbane CBD with a large amount of individual practices across the country. You will be well remunerated in this role with 1/4 bonuses that are very attractive.

You will, based on performance, have the opportunity for a further 12 month extension.

If you are interested in this role please get in touch with Phil Smith on 0416576473 or apply on the link directly.

At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.


Compliance Officer


RG146 & DFP

educational requirements

Associate Degree/Diploma