ficc compliance - vp to ed level in hong kong

job type
HK$ 1,800,000 per year
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job details

hong kong
job category
banking & financial services
job type
working hours
HK$ 1,800,000 per year
reference number
apply now

job description

about the company.

Our client is a top tier global investment bank with a strong presence in the region.
about the job.
  • You will be responsible for engaging in activities to contribute to the independent compliance oversight of FICC front office business unit
  • You will look at their performance and any related third party/vendor relationships in alignment with their internal compliance program
  • You should demonstrate and apply business acumen to promote a culture of compliance and the identification, escalation and timely mitigation of compliance risks
skills & experiences required
  • Bachelor degree holder
  • At least 8 to 10 years working experience in global investment bank
  • Excellent knowledge of Hong Kong SFC/HKMA rules and regulations within the compliance function
  • Knowledge of global regulatory initiatives and in particular the G20 reforms preferred
  • Ability to multi-task and independently drive responses to regulatory/exchange compliance issues/queries
  • Solid awareness of controls and governance
  • Self-motivated, a team player and results orientated
  • Ability to work in partnership with business, shared services and other members in Legal and Compliance in the region
  • Outstanding interpersonal and communication skills

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479.