manager, regulatory compliance in kuala lumpur

job type
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job details

kuala lumpur, wilayah persekutuan
job category
banking & financial services
job type
working hours
10 years
reference number
603 2036 7566
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job description

about the company

The company you will be working for is a medium size local bank. They are looking for Regulatory Compliance professionals to join them.

about the job

  • To take lead in Compliance (including AML/CFT) management, which includes conducting Compliance assessment and/or testing, formulating the Bank's Compliance policies and relevant controls and procedures, performing Compliance risk monitoring and risk reporting.
  • The section head establishes internal criteria/risk triggers for the Bank's departments and branches to detect non-compliance risks and provides guidance to the respective employee at the branch and department in compliance related matters.
  • Besides that, you will have to conduct Compliance training and awareness programmes for the Bank's staff.
  • To identify Compliance risks associated with the Bank's products or services or arising from operational changes.
  • You will assist in the promotion of compliance with the laws and regulations and parent bank's requirements and regulatory compliance within the Bank.
  • Liaise with regulators (BNM, LFSA, etc) and Head office for compliance matters.

about the requirement

  • A recognized Degree or relevant professional qualifications
  • At least 5-7 years of experience with exposure on compliance matters for financial institutions.
  • Professional certifications would be an added advantage
  • Strong grasp of compliance of a financial institution.
  • Well-versed in the laws and guidelines of local authority.
  • Good interpersonal skills and writing skills.
  • Possesses probing, analytical, critical thinking and problem solving skills.
  • Pro-active, resourceful, independent and team player.

to apply

to apply online, please click on the appropriate link. alternatively, please contact Queenie Yeoh at and/or contact 03 2036 7566


Regulatory Compliance


no additional qualifications required

educational requirements

Bachelor Degree