Listing & Compliance:
• Handling listing and delisting of companies on a stock exchange platform.
• Ensuring compliance with SEBI Listing Regulations and capital market laws.
• Reviewing and approving applications for fundraising, buy-backs, open offers, mergers,
demergers, sub-divisions, bonuses, rights issues, and other corporate actions.
...
• Monitoring compulsory and voluntary delisting regulations and related processes.
Regulatory Liaison & Audits:
• Managing internal and SEBI audits, ensuring timely reporting and compliance.
• Coordinating with SEBI, peer exchanges, and other regulatory bodies for listing and
corporate action matters.
• Representing the Exchange in regulatory and compliance meetings.
Corporate Governance & Data Analysis:
• Analysing financial statements, shareholding data, and market cap trends to support
decision-making.
• Ensuring compliance with SEBI Takeover and Listing Regulations and other applicable
corporate governance norms.
Leadership & Competencies:• Proven track record of leading teams in a regulatory and compliance-focused environment.
• Strong understanding of capital markets listed products, and securities laws.
• Excellent analytical skills and ability to interpret complex regulations.
• Strong communication and interpersonal skills to interact with SEBI, listed companies, and
internal/external stakeholders.
• Ability to develop compliance strategies and solutions to meet Exchange requirements.
experience
20show more
Listing & Compliance:
• Handling listing and delisting of companies on a stock exchange platform.
• Ensuring compliance with SEBI Listing Regulations and capital market laws.
• Reviewing and approving applications for fundraising, buy-backs, open offers, mergers,
demergers, sub-divisions, bonuses, rights issues, and other corporate actions.
• Monitoring compulsory and voluntary delisting regulations and related processes.
Regulatory Liaison & Audits:
• Managing internal and SEBI audits, ensuring timely reporting and compliance.
• Coordinating with SEBI, peer exchanges, and other regulatory bodies for listing and
corporate action matters.
• Representing the Exchange in regulatory and compliance meetings.
Corporate Governance & Data Analysis:
• Analysing financial statements, shareholding data, and market cap trends to support
decision-making.
• Ensuring compliance with SEBI Takeover and Listing Regulations and other applicable
corporate governance norms.
Leadership & Competencies:• Proven track record of leading teams in a regulatory and compliance-focused environment.
• Strong understanding of capital markets listed products, and securities laws.
...
• Excellent analytical skills and ability to interpret complex regulations.
• Strong communication and interpersonal skills to interact with SEBI, listed companies, and
internal/external stakeholders.
• Ability to develop compliance strategies and solutions to meet Exchange requirements.
experience
20show more