Monitor global regulatory changes from authorities like the MAS, SFC, and SEC, and update internal compliance matrices across various jurisdictions to ensure alignment.
Review and upgrade existing compliance controls, conduct routine policy testing, and support the team during internal, external, and regulatory examinations.
Manage global regulatory reporting obligations, including Annex IV and CPO-PQR, and assist with year-end filings and quarterly compliance management reporting.
Review promotional materials, address investor inquiries, and conduct continuous due diligence assessments on third-party vendors and outsourcing partners.
Deliver compliance onboarding and periodic front-office training while managing the oversight framework for licensed representatives travelling internationally.
Supervise staff-specific compliance mandates, including the mitigation of conflicts of interest and the monitoring of outside business ventures.
Requirements
A minimum of 3 years of specialised compliance experience within the asset management or financial services sector.
A strong operational understanding of Private Equity, Hedge Funds, and diverse asset types such as equities, FX, rates, and their corresponding derivatives.
A relevant undergraduate degree combined with strong problem-solving capabilities, an analytical mindset, and meticulous attention to detail.
Native-level or excellent English communication skills to interface effectively with senior executives, alongside the capacity to handle high-pressure environments and tight deadlines.
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Responsibilities
Monitor global regulatory changes from authorities like the MAS, SFC, and SEC, and update internal compliance matrices across various jurisdictions to ensure alignment.
Review and upgrade existing compliance controls, conduct routine policy testing, and support the team during internal, external, and regulatory examinations.
Manage global regulatory reporting obligations, including Annex IV and CPO-PQR, and assist with year-end filings and quarterly compliance management reporting.
Review promotional materials, address investor inquiries, and conduct continuous due diligence assessments on third-party vendors and outsourcing partners.
Deliver compliance onboarding and periodic front-office training while managing the oversight framework for licensed representatives travelling internationally.
Supervise staff-specific compliance mandates, including the mitigation of conflicts of interest and the monitoring of outside business ventures.
...
Requirements
A minimum of 3 years of specialised compliance experience within the asset management or financial services sector.
A strong operational understanding of Private Equity, Hedge Funds, and diverse asset types such as equities, FX, rates, and their corresponding derivatives.
A relevant undergraduate degree combined with strong problem-solving capabilities, an analytical mindset, and meticulous attention to detail.
Native-level or excellent English communication skills to interface effectively with senior executives, alongside the capacity to handle high-pressure environments and tight deadlines.
show more
skills
Regulatory Expertise, Communication & Relationship Building
qualifications
Bachelor Degree in any related field
education
Bachelor Degree
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