Core ResponsibilitiesRegulatory Perimeter & Permissions: Conduct jurisdiction-by-jurisdiction analysis to determine necessary licensing (e.g., UK PSR, EEA PSD, MiFID II). Evaluate safeguarding, operational resilience, and outsourcing requirements.Regulatory Engagement: Lead the preparation of Variations of Permission (VoP) and notifications for the FCA and National Competent Authorities (NCAs). Prepare materials for Board, ExCo, and SMF approvals.Control F
Core ResponsibilitiesRegulatory Perimeter & Permissions: Conduct jurisdiction-by-jurisdiction analysis to determine necessary licensing (e.g., UK PSR, EEA PSD, MiFID II). Evaluate safeguarding, operational resilience, and outsourcing requirements.Regulatory Engagement: Lead the preparation of Variations of Permission (VoP) and notifications for the FCA and National Competent Authorities (NCAs). Prepare materials for Board, ExCo, and SMF approvals.Control F
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